1. Documents related to ICICI Securities Limited:

(i) Copy of order passed by NCLT in CA(CAA)/8/ MB/2024, dated February 14, 2024, inter alia, directing ICICI Securities Limited to convene the meeting of its equity shareholders, click here

(ii) Copy of the Scheme, click here

(iii) Copy of Memorandum and Articles of Association of ICICI Securities Limited, click here

(iv) Copy of annual report of ICICI Securities Limited for the financial year ended March 31, 2023, click here

(v) Copy of unaudited financial results of ICICI Securities Limited for the quarter ended December 31, 2023, click here

(vi) Copy of joint Valuation Report, dated June 29, 2023, jointly issued by PwC Business Consulting Services LLP, Registered Valuer, and Ernst & Young Merchant Banking Services LLP, Registered Valuer (Joint Valuation Report), click here

(vii) Copy of fairness opinion, dated June 29, 2023, issued by BofA Securities India Limited, to the Board of Directors of ICICI Securities Limited, click here

(viii) Copy of Summary of the Joint Valuation Report showing the valuation methods, rationale and assumptions considered for arriving at the Swap Ratio (as defined in the Scheme), click here

(ix) Copy of the report of the Audit Committee of ICICI Securities Limited dated June 29, 2023, click here

(x) Copy of the report of the Committee of Independent Directors of ICICI Securities Limited dated June 29, 2023, click here

(xi) Copy of the complaint reports, dated September 11, 2023 submitted to NSE; and August 18, 2023 and September 6, 2023 submitted to BSE by ICICI Securities Limited, click here

(xii) Copy of the complaints received by ICICI Securities Limited alongwith its response to the said complaints, click here

(xiii) Copy of no adverse observations / no-objection letter issued by NSE and BSE, dated November 28, 2023 and November 29, 2023, respectively, to ICICI Bank Limited and ICICI Securities Limited, click here

(xiv) Details of Ongoing adjudication & recovery proceedings, prosecution initiated, and all other enforcement action taken, if any, against ICICI Securities Limited, its promoters and directors, click here

(xv) Documents submitted under the application made by ICICI Securities Limited with NSE and BSE, respectively, under Regulation 37 of SEBI LODR:

A. BSE

• a. Application filed with BSE on July 15, 2023, click here

• b. Reply on queries received on July 21, 2023, click here

• c. Reply on queries received on September 7, 2023, click here

• d. Reply on queries received on October 5, 2023, click here

• e. Revised Scheme of Arrangement filed with BSE on October 11, 2023, click here

B. NSE

• a. Application filed with NSE on July 15, 2023, click here

• b. Reply on queries received on July 20, 2023, click here

• c. Reply on queries received on August 3, 2023, click here

• d. Reply on queries received on September 11, 2023, click here

• e. Reply on queries received on September 28, 2023, click here

• f. Revised Scheme of Arrangement filed with NSE on October 11, 2023, click here

(xvi) Copy of Statutory Auditor certificate, dated June 29, 2023, issued by BSR & Co. LLP, Chartered Accountants, Statutory Auditor of ICICI Securities Limited under Section 133 of the Act, click here

(xvii) Copy of the certificate, dated December 15, 2023, issued by R.H. Gada & Co, Chartered Accountants, certifying the amount due to the unsecured creditors of ICICI Securities Limited as on September 30, 2023, click here

2. Documents related to ICICI Bank Limited:

To view the documents, click here